Lacerte Guardian Fund  
The Lacerte Guardian Fund: Overview

The Lacerte Guardian Fund:
Overview

The Lacerte Guardian Fund takes an innovative approach to large cap equity investing.

The fund invests in S&P equity indexes, complimented with select S&P equities that are hedged with put options constantly.

The use of protective put options allows for enhanced performance and limited risk and responds to the increasing demand among investors for a more hedged approach to investing in equities.

The fund seeks long-term growth from equity appreciation and option proceeds.

The fund manages its positions using proprietary technical models and position economics. Unique aspects of the fund include:

Enhanced performance potential - Volatility is positioned to be monetized.

Hedged Equity - Portfolio is hedged with put options, constantly.

Simplicity - Mutual fund structure offers a sophisticated strategy.

No Leverage - No margin leverage is employed.

No Shorting - Stocks are not sold short.

 

 The Lacerte Guardian Fund
 
 
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Mutual funds involve risk including the possible loss of principal. Investors should carefully consider the investment objectives, risks, charges and expenses of The Lacerte Guardian Fund. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling
877-738-9888. The prospectus should be read carefully before investing. The Lacerte Guardian Fund is distributed by Northern Lights Distributors, LLC member.

When the Fund writes call options on its portfolio securities it limits its opportunity to profit and, consequently, the Fund could significantly underperform the market.

ETFs are subject to investment advisory and other expenses, which will be indirectly paid by the Fund. As a result, the cost of investing in the Fund will be higher than the cost of investing directly in ETFs and may be higher than other mutual funds that invest directly in stocks and bonds.

When the Fund purchases a put option it may lose the entire premium paid for a put option and, consequently, the Fund could significantly underperform the market.

In addition, the seller of the option may default and not purchase the security from the Fund at the exercise price, in which case the "protection" of the put option will not be realized.

FINRA/SIPC. 1522-NLD-12/30/2009.